-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZTfH9Qqxm4EOg18Toy4mGNJGBgwY4lFn7ldQS1fOTf5dXgyj8tUwVWpxa88RYHM 4U9C6SO5UPF+1haZs6gvFw== 0000910643-97-000109.txt : 19970828 0000910643-97-000109.hdr.sgml : 19970828 ACCESSION NUMBER: 0000910643-97-000109 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970827 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERGEN INC CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943132190 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48769 FILM NUMBER: 97670749 BUSINESS ADDRESS: STREET 1: 6400 HOLLIS ST STE 8 CITY: EMERYVILLE STATE: CA ZIP: 94608 MAIL ADDRESS: STREET 1: 6450 HOLLIS ST STREET 2: 6450 HOLLIS ST CITY: EMERYVILLE STATE: CA ZIP: 94608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ICL ISRAEL CHEMICALS LTE CENTRAL INDEX KEY: 0001044967 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PEARCE ARONSOHN & BERMAN LLP STREET 2: 1290 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 MAIL ADDRESS: STREET 2: 1290 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* SuperGen, Inc. - ---------------------------------------------------------------------------- (Name of Issuer) Common Stock - ---------------------------------------------------------------------------- (Title of Class of Securities) 868059 10 6 ------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. (a fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting persons's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 868059 10 6 13G _____________________________________________________________________________ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ICL - Israel Chemicals, Ltd. (EIN not applicable - reporting person is a foreign company) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /_/ Not Applicable. (b) /X/ _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Israel _____________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 1,831,000* SHARES __________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 _________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,831,000* _________________________________________________________ PERSON 8 SHARED DISPOSITIVE POWER WITH 0 _____________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,831,000, subject however, to the right of the reporting person to sell to the Issuer 915,500 of such shares, and the right of the Issuer to require the reporting person to sell to the Issuer 915,500 shares, during a specified option period commencing in the future, upon the terms and conditions set forth in a Common Stock Sale/Repurchase Agreement between the Issuer and the reporting person dated August 6, 1997. _____________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable _____________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.18% _____________________________________________________________________________ 12 TYPE OF REPORTING PERSON* Foreign Corporation _____________________________________________________________________________ Item 1(a). Name of Issuer. ICL - Israel Chemicals, Ltd. Item 1(b). Address of Issuer. Beit Noam, 21 Shazar Av. P.O.B. 725, Beer Sheva, Israel 84106 Item 2(a). Name of Person Filing. This statement is being filed by ICL -Israel Chemicals, Ltd. Item 2(b). Principal Business Address of Person Filing. Beit Noam, 21 Shazar Av. P.O.B. 725, Beer Sheva, Israel 84106 Item 2(c). Citizenship. The Reporting Person is a citizen of the State of Israel. Item 2(d). Title of Class of Securities. Common Stock, $.001 par value per share. Item 2(e). CUSIP Number. 868059 10 6. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d- 2(b), check whether the person filing is a: Not Applicable. Item 4. Ownership: (a) Amount Beneficially Owned: 1,831,000 (b) Percent of Class: 10.18% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,831,000* (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,831,000* (iv) shared power to dispose or to direct the disposition of: 0 * Pursuant to a Common Stock Sale/Repurchase Agreement dated August 6, 1997 between the Issuer and the Reporting Person ("Agreement"), the Reporting Person has the right to sell to the Issuer 915,500 shares, and the Issuer has the right to require the Reporting Person to sell to the Issuer 915,500 shares during a specified option period commencing in the future on the terms and conditions set forth in the Agreement. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 20, 1997 ICL - ISRAEL CHEMICALS, LTD. By: /s/ Noam Heth Makov ---------------------------- Noam Heth Makov -----END PRIVACY-ENHANCED MESSAGE-----